Market abuse and insider dealing
- 3rd
- London Bloomsbury 2016
- 414p xli
Table Of Contents Chapter 1 The nature of insider dealing and market abuse; Chapter 2 Insider dealing: the civil law; Chapter 3 The main offences of insider dealing – dealing on the basis of inside information; Chapter 4 The market abuse regime; Chapter 5 FSMA criminal offences of market manipulation; Chapter 6 Fraud and financial crime; Chapter 7 Anti-money laundering and proceeds of crime; Chapter 8 Conflicts of interest; Chapter 9 Issuer disclosure and liability; Chapter 10 Information gathering; Chapter 11 Investigations; Chapter 12 Enforcement issues; Chapter 13 Compliance procedures and systems; Chapter 14 Personal liability of senior managers and compliance officers; Chapter 15 Control liability; Chapter 16 The impact of other laws: domestic and overseas
9781780434957
1. Insider Trading In Securities - Law & Legislation - Wales