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Regulating (from) the inside : the legal framework for internal control in banks and financial institutions / Iris H-Y Chiu.
Publisher: Oxford, United Kingdom : Hart Publishing, 2015Description: xix, 335 pages ; 24 cmContent type:- text
- unmediated
- volume
- 9781849465250 (hardback)
- 9781782257691 (online)
- K1066 .C4835 2015
Contents:
The role of internal control in the meta-regulation of financial institutions -- The role of compliance -- The role of risk management -- The role of internal audit -- The contextual frameworks of corporate governance and organisational culture -- Regulating aspects of corporate governance and organisational culture as a broader framework for internal control -- Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing -- The need for enhanced professionalism for internal control functions -- Concluding remarks.
| Item type | Current library | Call number | Status | Date due | Barcode |
|---|---|---|---|---|---|
E-Books - Cambridge, Bloomsbury, Oxford Handbooks & West Academic
|
National Law School | Not for loan | EBK-439 |
Includes bibliographical references (pages 300-324) and index.
The role of internal control in the meta-regulation of financial institutions -- The role of compliance -- The role of risk management -- The role of internal audit -- The contextual frameworks of corporate governance and organisational culture -- Regulating aspects of corporate governance and organisational culture as a broader framework for internal control -- Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing -- The need for enhanced professionalism for internal control functions -- Concluding remarks.
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