Listing of Securities on Stock Exchange: Problems and Perspectives

CONTENTS
CHAPTE
CHAPTER 1:
INDIAN CAPITAL MARKET- AN OVERVIEW WITH SPECIAL REFERENCE TO
LISTING;
1.1 Listing: Meaning, Advantages and Disadvantages;
1.1.1: Advantages of Listing;
1.1.2 Disadvantages of Listing;
1.2 Modes of Raising Capital from Public/Kinds of Issue;
1.3 Conceptual Analysis of 'Securities';
1.4 Initial Public Offering: An Introduction;
1.5 Players involved in the Process;
CHAPTER 2;
LISTING OF SECURITIES ON STOCK EXCHANGE
2. IPO Trends in India;
2.2 Role of Different players involved in the process;
2.3 Initial public offering- Analysis of Section 73 of Companies Act;
2.4 Requirements for IPQ;
2.4.3 Contents of Prospectus;
2.4.4 Analysis of provisions relating to IPOs: in different Acts, Regulations or otherwise;
2.5. SEBI's and Stock Exchange(s)' Role in Listing;
2.6 Role of Listing Authority and Credit Rating / Grading of Issues;
2.7 Available Routes for Listing of Securities;
2.8 Basis of aJ10tment and Pricing of Issue (Procedure in case of over Subscription);
2.9 Pre-Issue and Post-Issue Obligations of the Issuer;
2.9.1 Pre Issue Obligations;
2.9.2 Post-Issue Obligations;
CHAPTER 3;
LISTING: PROBLEMS AND PERSPECTIVES;
3.1 Issues / Problems in Listing in case of IPOs;
3.2 Performance of IPOs;
3.2.1 Why IPOs fail;
3.2.2 How scams happen;
3.3. Problems with various intermediaries in and their respective roles in IPO scams;
3.3.1 Depository System;
3.3.2 Investment Advisors/Investment Bankers;
3.4 Role of Takeover code and acquisitions/takeovers through public issue;
3.5 Problems with Central Listing Authority;
3.6 Delisting of Shares and Buy-Back; Problems and Perspectives;
3.7 Problems with Quota System in Allotment;
3.8 Evaluation of SEBI on Investors' Protection;
3.9 Bulkiness of Regulations;
CHAPTER 4;
LISTING, LISTING AGREEMENT AND CORPORA TE GOVERNANCE;
4.1 Analysis of Some Clauses of Listing Agreement;
4.2 Listing and Corporate Governance Independent directors and the definition of independence;
CHAPTER 4;
CONCLUSION/SUGGESTIONS.