Library Catalogue
Image from Amazon.com
Securities regulation
Publication details: Gaithersburg Aspen Law & Business 2012Description: 1110pISBN:- 9781634592666
- 346.092000Â COX
Contents:
Contents:
Disc 1. Introduction;
Securities Act of 1933 and Securities Exchange Act of 1934;
Definition of a security;
Disc 2. The registration process;
Gun jumping issues;
Disc 3. Shelf registration procedures;
Transaction exemptions;
Disc 4. Resale of restricted securities;
"For value" requirement for a sale;
Disc 5. Exchanges under section 3(a)(9);
Exchanges under section 3(a)(10);
Mergers and acquisitions and the securities laws;
Regulation S;
Express liability provisions of the Securities Act;
Disc 6. Section 10(b) and rule 10b-5 of the Exchange Act;
SEC enforcement powers;
The regulation of brokers;
Disc 7. Synopsis
| Item type | Current library | Call number | Status | Barcode | |
|---|---|---|---|---|---|
BOOKs
|
. | 346.092 COX (Browse shelf(Opens below)) | Available | 29705 |
Contents:
Disc 1. Introduction;
Securities Act of 1933 and Securities Exchange Act of 1934;
Definition of a security;
Disc 2. The registration process;
Gun jumping issues;
Disc 3. Shelf registration procedures;
Transaction exemptions;
Disc 4. Resale of restricted securities;
"For value" requirement for a sale;
Disc 5. Exchanges under section 3(a)(9);
Exchanges under section 3(a)(10);
Mergers and acquisitions and the securities laws;
Regulation S;
Express liability provisions of the Securities Act;
Disc 6. Section 10(b) and rule 10b-5 of the Exchange Act;
SEC enforcement powers;
The regulation of brokers;
Disc 7. Synopsis