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Role of institutional investors in corporate governance : a comparative analysis

Amit Kumar Padhy

Role of institutional investors in corporate governance : a comparative analysis - Bangalore Bangalore NLSIU, Bangalore 2019 - 138 p. ; 25 cm.

Table of Contents Certificate ; Declaration ; Object ; Thesis Statement ; Brief Overview ; INTRODUCTION ; I. LEGAL FRAMEWORK AND MARKET MECHAN ISMS ; 1.1 Context of Corporate Governance and Institutional Investors ; 1.2 Power Structure ; 1.3 Agency Problems and Agency Costs ; 1.4 Efficiency of present corporate governance regime in India ; II. TOPOLOGY OF INSTITUTIONAL INVESTORS IN INDIA ; 2.1 Mutual funds ; 2.2 Foreign Portfolio Investors ; 2.3 Insurance companies ; III. CORPORATE GOVERNANCE FROM INSTITUTIONAL INVESTORS PERSPECTIVE; 3.1 Shareholder rightsl Voting rights ; 3.2 Coordinated Investing ; IV. PROBLEMS OF INSTITUTIONAL MONITORING AND CORPORATE GOVERNANCE ; 4.1 Liquidity versus Control Dilemma ; 4.2 Incentive and objectives of institutional investors ; 4.3 Insider trading ; 4.4 Free Rider problem ; 4.5 Ownership structure ; 4.6 Conflict of Interests ; 4.7 Applicability of Coase Theorem ; V. AN ATTEMPT TO SOLVE THE ISSUES CONCERNING THE PARTICIPATION OF INSTITUTIONAL INVESTORS IN INDIA ; 5.1 Nexus between investors ; 5.2 Promoting Incentive based Compensation ; 5.3 Voting and Engagement Record Keeping ; 5.4 Impact of Proxy Advisor or Proxy Advisory Firms ; 5.5 Implementation of a Stewardship Code on the lines of the UK Stewardship Code; VI . CASE STUDIES ; 1. H DFC - Deepak Parekh Case ; Issue ; Rule ; Analysis ; Conclusion ; 2. TCI Fund Management Ltd. vs. Coal India Case ; Issue ; Analysis and Rule ; Conclusion ; CONCLUSION ; BIBLIOGRAPHY ; Acts ; Regulations and Circulars ; Research Reports ; Books ; Cases ; Articles ; Annexure 1 ; Annexure 2 .


Corporate governance Institutional investors Institutional monitoring Market mechanism