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Puliani Ravi

Manual of SEBI Vol II : Act, rules, regulations, guidelines, circulars - 19th - New Delhi Bharat Law House Pvt. Ltd. 2012 - Varie

Table of Contents:
Volume 1-
Division I - Securities Exchange Board of India Act, 1992;Securities Contracts (Regulation) Act & Rules; Depositories Act,1996;
The Securities and Exchange Board of India Act, 1992;
The Securities Contracts (Regulation) Rules, 1956;
The Securities Contracts (Regulation) Rules, 1957;
The Securities Contracts (Reference to the Company Law Board Rules, 1986;
The Securities Contracts (Regulation) Appeal to Securities Appellate Tribunal) Rules, 2000;
The Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005;
The Securities Contracts (Regulation) (Manner of Increasing and Maintaining| Public Shareholding in Recognised Stock Exchange) Regulations, 2006;
The Depositories Act, 1996;
Depositories (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005;
Division II - SEBI Guidelines, Rules, Regulations, etc.;
SEBI Disclosure & Investor Protection Guidelines, 2000;
Guidelines for Preferential Allotments of Shares, etc.;
Guidelines for Raising Foreign Equity in Existing Companies and Determining issue price of Preferential Shares;
Compendium of Circulars to Merchant Bankers;
Issue of Foreign Currency Convertible Bonds and Ordinary Shares (Through Depository Receipt Mechanism) Scheme, 1993;
Guidelines on Policies and Procedures for External Commercial Borrowings for 1997 - 98;
Issue of Foreign Currency Exchangeable Bonds Scheme, 2008;
Securities Lending Scheme;
SEBI guidelines for good/bad deliveries;
Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Regulations, 1992;
Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Rules, 1992;
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992;
Securities and Exchange Board of India (Merchant Bankers) Rules, 1992;
Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992;
Securities and Exchange Board of India (Portfolio Managers) Rules, 1993;
Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993;
Securities and Exchange Board of India (Appeal to Central Government) Rules, 1993;
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Rules, 1993;
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993;
Securities and Exchange Board of India (Annual Report) Rules, 1994;
Securities and Exchange Board of India (Form of Annual Statement of Accounts and Records) Rules, 1994;
Securities and Exchange Board of India (Procedure for Board Meetings) Regulations, 1994;
Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994;
SEBI (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 1995;

Volume 2-
SEBI (Foreign Institutional Investors) Regulations, 1995;
SEBI (Custodian of Securities) Regulations, 1996;
SEBI (Depositories and Participants) Regulations, 1996;
The Depositorioes (Appeal to Securities Appellate Tribunal) Rules, 2000;
SEBI (Venture Capital Funds) Regulations, 1996;
SEBI (Foreign Venture Capital Investors) Rgulations, 2000;
Securities and Exchange Board of India (Mutual Funds) Regulations, 1996;
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997;
Securities Appellate Tribunal (Salaries and Allowances and other Conditions of service of the Officers and Employees) Rules, 1997;
Securities Appellate Tribunal (Salaries and Allowances and other;
Securities Appellae Tribunal (Procedure) Rules, 2000;
Securities Appellae Tribunal (Salaries, Allowances and Other Terms and Conditions of Presiding Officer and Other Members) Rules, 2003;
SEBI (Buy-Back of Securities) Regulations, 1997;
Private Limited Company and Unlisted Public Limited Company (Buy-back of Securities) Rules, 1999;
SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999;
Guidelines for Employees' Stock Option Plan or Scheme - Issued under section 17(2)(iii), Income-tax Act;
SEBI (Credit Rating Agencies) Regulation, 1999;
SEBI (Collective Investment Schemes) Regulations, 1999;
SEBI (Issue of Sweat Equity) Regulations, 2002;
Unlisted Companies (Issue of Sweat Equity Shares) Rules, 2003;
SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002;
SEBI (Central Listing Authority) Regulations, 2003;
Securities and Exchange Board of India (Informal Guidance) Scheme, 2003;
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003;
SEBI (Ombudsman) Regulations, 2003;
SEBI (Central Database of Market Participants) Regulations, 2003;
Unlisted Public Companies (Preferential Allotment) Rules, 2003;
Issue of Foreign Currency Convertible Bonds and Ordinary;
Guidelines on Policies and Procedures for External Commercial Borrowings for 1997-98;
Issue of Foreign Currency Exchangeable Bonds Scheme, 2008;
Companies (Issue of Indian Depository Receipts) Rules, 2004;
SEBI (Self Regulatory Organisations) Regulations, 2004;
SEBI (Criteria for Fit and Proper Person) Regulations, 2004;
Securities and Exchange Board of India (STP Centralised Hub and STP Service Providers) Guidelines, 2004;
Securities Transaction Tax;
Corporate Bond Market - Launch of Reporting Platform;
SEBI (Regulatory Fee on Stock Exchanges) Regulations, 2006;
SEBI (Issuing Observations on Draft Offer Documents;
SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007;
Short selling and securities lending and borrowing;
Introduction of Direct Market Access facility;
Genral Instructions Regarding Renewal of Certificate of Rgistrations, 2008;
Securities and Exchange Board of India (Intermediaries) Regulations, 2008;
Securities and Exchange Boardof India (Issue and Listing of Debt Securities) Regulations, 2008;
Securities and Exchange Boardof India (Public Offer and Listing of Securitised Debt;
Instruments)Regulations, 2008;
Exchange Traded Currency Derivatives;
Securities and Exchange of India (Investor Protection and Education Fund) Regulations, 2009;
SEBI (Delisting of Securities) Guidelines, 2003;
Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009;
Exchange Traded Interest Rate Futures;
Securities and Exchange Board of India (Aid for Legal Proceedings) Guidelines, 2009;
Guidelines for market makers on Small and Medium Enterprise (SME) exchange/seperate platform of existing exchange having nation wide terminal;
Arbitration Mechanism in Stock Exchange;
Options on USD-INR Sport Rate;
SEBI (Sustantial Acquisition of Shares and Takeovers) Regulations, 2011;
The Securities and Exchange Board of India (KYC) Registration Agency) Regulaltions, 2011;
Introduction of Derivative Contracts on Foreign Stock Indices;
Listing Agreement of Bombay Stock Exchange;
Listing Agreement of Bombay Stock Exchange.

ISBN: 9788177337846, 817733784X

Subjects--Topical Terms:
1. S E B I - Act - Rules

Dewey Class. No.: 346.092 PUL-II