Normal view MARC view ISBD view

Hudson Alastair

Securities law - 2nd - London Sweet & Maxwell 2013 - 874p v


Securities Law
Contents
PART 1. FUNDAMENTALS OF SECURITIES LAW AND REGULATION
1. Sources of Securities Law in the UK ;
2. EU Securities Regulation;
3. UK Financial Services Regulation;
4. Themes in the Historical Development of Securities Law ;
PART 2. PRACTICE IN THE SECURITIES MARKETS
5. Securities Markets in the UK;
6. Corporate Governance and Procedures Internal to the Issuer of Securities;
PART 3. THE MARKETING OF SECURITIES
7. Financial Promotion ;
PART 4. OFFERS OF SECURITIES TO THE PUBLIC
8. Offers of Securities to the Public: An Overview;
9. Prospectuses ;
10. Transparency Obligations ;
11. Listing Particulars;
PART 5. LISTED SECURITIES
12. The Principles Underpinning the Listing Rules ;
13. The Model Code and Inside Information;
14. Admission to Listing ;
15. Discontinuance of Listing;
16. The Operation of the Listing Rules ;
17. Premium Listings;
18. Specific Types of Securities Issue ;
PART 6. OTHER REGULATORY CODES
19. The Alternative Investment Market;
20. Takeovers;
PART 7. PRIVATE LAW LIABILITY IN THE ISSUE OF SECURITIES
21. Persons Responsible for the Issue of Securities;
22. Promoters;
23. Civil Liability 1: Section 90 of the FSMA 2000;
24. Civil Liability 2: Liability for Misrepresentations, Contract and Tort ;
25. Civil Liability 3: Fiduciaries, Recovery of Property and Conflict of Laws ;
PART 8. CRIMINAL LAW LIABILITY IN THE ISSUE OF SECURITIES
26. Insider Dealing and Market Abuse ;
27. Fraud, Theft and Offences under the FSMA 2000 ;
PART 9. THE ALLOTMENT OF SHARES
28. Allotment of Shares;
Index.



ISBN: 9781414028456

Subjects--Topical Terms:
1. Securities Law

Dewey Class. No.: 346.092 / HUD