Library Catalogue
Changing Dynamics of the Regulatory Architecture for Financial Markets and Need for a Single Regulator: (Record no. 111229)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 03177nam a2200169Ia 4500 |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | OSt |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20251125142051.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 210518s2016 xx 000 0 und d |
| 040 ## - CATALOGING SOURCE | |
| Transcribing agency | nls |
| 100 ## - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Mr. O.N. Ravi |
| 245 ## - TITLE STATEMENT | |
| Title | Changing Dynamics of the Regulatory Architecture for Financial Markets and Need for a Single Regulator: |
| Remainder of title | A Critical Study |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. | |
| Place of publication, distribution, etc. | Bangalore |
| Name of publisher, distributor, etc. | NLSIU |
| Date of publication, distribution, etc. | 2016 |
| 505 ## - FORMATTED CONTENTS NOTE | |
| Formatted contents note | TABLE OF CONTENTS<br/>CHAPTER- I INTRODUCTION;<br/>CHAPTER-II DEFINING AND UNDERSTANDING THE FINANCE SECTOR IN INDIA ;<br/>2.1 BANKING INSTITUTIONS ;<br/>2.2 THE NON-BANKING FINANCE COMPANIES ;<br/>2.3 DEVELOPMENT FINANCIAL INSTITUTIONS ;<br/>2.4 MUTUAL FUNDS;<br/>2.5 INSURANCE COMPANIES ;<br/>2.6 FACTORING AND FORFEITING COMPANIES ;<br/>2.7 VENTURE CAPITAL ;<br/>2.8 MERCHANT BANKING COMPANIES ;<br/>2.9 HOUSING FINANCE COMPANIES ;<br/>2.10 PORTFOLIO MANAGERS;<br/>2.11 MICRO FINANCE COMPANIES ;<br/>2.12 CAPITAL MARKETS: ;<br/>2.13 STOCK EXCHANGES AND THEIR CLEARING COMPANIES ;<br/>2.14 DEPOSITORIES ;<br/>2.15 CUSTODIANS ;<br/>2.16 CREDIT RATING AGENCIES ;<br/>2.17 FOREIGN INSTITUTIONAL INVESTORS ;<br/>2.18 PAYMENT SYSTEM ;<br/>2.19 COMMODITY EXCHANGES ;<br/>2.20 PENSION SYSTEM ;<br/>2.21 FINANCIAL PLANNERS/ADVISERS;<br/>2.22 WEALTH MANAGEMENT SERVICES (WMS);<br/>CHAPTER III REGULATORY FRAMEWORK FOR FINANCIAL SECTOR ;<br/>3.1 UNDERSTANDING REGULATORY FRAMEWORK;<br/>3.2 STRUCTURING REGULATORY FRAMEWORK: <br/>3.3 POLICY FRAMEWORK FOR AN EFFICIENT FINANCIAL REGULATION;<br/>3.4 INDEPENDENCE OF A FINANCIAL REGULATOR:<br/>CHAPTER IV APPROACHES TO REGULATION AND PRINCIPLES ;<br/>4.1 RULE BASED REGULATION ;<br/>4.2 PRINCIPLE BASED REGULATION;<br/>4.3 DISCRETION BASED REGULATION ;<br/>CHAPTER V THE EVOLUTION OF REGULATORY STRUCTURES IN INDIA ;<br/>5.1 EVOLUTION OF BANKING SECTOR;<br/>5.2 EVOLUTION OF CAPITAL MARKET ;<br/>5.3 EVOLUTION OF INSURANCE SECTOR ;<br/>5.4 EVOLUTION OF THE COMMODITIES MARKET ;<br/> 5.5 EVOLUTION OF DERIVATIVES MARKET;<br/>5.6 EVOLUTION OF THE FINANCIAL MARKET;<br/>5.7 EVOLUTION OF FOREIGN EXCHANGE MARKET: ;<br/>5.8 FINANCIAL MARKET INTEGRATION;<br/>CHAPTER-VI CHALLENGES IN THE EXISTING REGULATORY STRUCTURES;<br/>CHAPTER-VII GAPS IN REGULATORY STRUCTURES;<br/>CHAPTER –VIII UNIFIED OR MULTIPLE REGULATORY STRUCTURE;<br/>CHAPTER- IX FINANCE SECTOR REGULATION- INTERNATIONAL SCENARIO ;<br/>9.1 AUSTRALIA;<br/>9.2 NETHERLANDS ;<br/>9.3 EUROPEAN SUPERVISORS ;<br/>9.4 CANADA ;<br/>9.5 BULGARIA ;<br/>9.6 NORWAY;<br/>9.7 SWEDEN ;<br/>9.8 DENMARK;<br/>9.9 UNITED KINGDOM ;<br/>9.10 UNITED STATES OF AMERICA ;<br/>CHAPTER- X ANALYSIS OF THE EXISTING STRUCTURES AND CHOICE OF THE<br/>REGULATORY MODEL FOR INDIA;<br/>CHAPTER- XI COMMON LEGISLATION A BETTER SOLUTION;<br/>CHAPTER- XII FINAL ANALYSIS;<br/>12.1 DETERMINANTS FOR SINGLE OR MULTIPLE REGULATORS -<br/>PARAMETRICAL MATRIX;<br/>12.1.1 REGULATORY INDEPENDENCE;<br/>12.1.2 ACCOUNTABILITY;<br/>12.1.3 INNOVATIONS IN THE MARKET ;<br/>12.1.4 SIZE OF THE FINANCIAL MARKET;<br/>12.1.5 POLITICAL ENVIRONMENT ;<br/>12.1.6 MACRO ECONOMIC CONSIDERATIONS FOR REGULATION;<br/>12.1.7 EXPERIENCE OF SECTORAL REGULATOR;<br/>12.1.8 EFFECTIVE IMPLEMENTATION: ;<br/>12.1.9 PRIORITIES OF THE GOVERNMENT: ;<br/>REFERENCES ;<br/>APPENDIX A;<br/>APPENDIX –B: DRAFT OF COMMON LEGISLATION.<br/> |
| 700 ## - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Prof. (Dr.) O V Nandimath - Guide |
| 856 ## - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://dans.nls.ac.in/handle/123456789/2231">https://dans.nls.ac.in/handle/123456789/2231</a> |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Source of classification or shelving scheme | Dewey Decimal Classification |
| Koha item type | Thesis |
| Withdrawn status | Lost status | Damaged status | Not for loan | Home library | Current library | Shelving location | Date acquired | Total Checkouts | Barcode | Date last seen | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| . | . | 21.05.2018 | PhD063 | 21.05.2018 | 21.05.2018 | Thesis |