Library Catalogue
Sebi : investor protection (Record no. 216715)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 01992nam a2200157Ia 4500 |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20260209120121.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 260209s9999||||xx |||||||||||||| ||und|| |
| 100 ## - MAIN ENTRY--PERSONAL NAME | |
| Personal name | K H Sarma |
| 245 #0 - TITLE STATEMENT | |
| Title | Sebi : investor protection |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. | |
| Place of publication, distribution, etc. | BangaloreBangalore |
| Name of publisher, distributor, etc. | NLSIU |
| Date of publication, distribution, etc. | 2000 |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 135 p. ; 25 cm. |
| 505 ## - FORMATTED CONTENTS NOTE | |
| Formatted contents note | TABLE OF CONTENTS CHAPTER I; INTRODUCTION; Investor Protection: What and Why; What exactly is Investor Protection?; Objectives of the Study; Research Questions; Methodology and Chapterisation; CHAPTER II; THE SETTING, ISSUES AND EVOLUTION OF REGULATORY REGIME; Investor Protection; CHAPTER III; NATURE AND ROLE OF SEBI; Genesis of SEBI; The SEBI Act, 1992; Objectives of SEBI; The Initial Years: (1988-1992); The Structure of SEBI; The Board; The Organisational Structure SEBI: Functions of SEBI under the SEBI Act, 1992; A) Inspection of Exchanges; B) Registration and regulation of working of intermediaries; C) Promotion and Regulation of Self Regulatory Organisations; D) Fraudulent and unfair Trade Practices; E) Prohibition of Insider Trading; F) Substantial Acquisition of Shares and Take-Overs; G) Inspection and Inquiries against Market Intermediaries; H) Mutual Funds; Vanishing Companies - Investor Protection; What is a Vanishing Company?; Delisting of Shares: Investor Protection; Chandrate committee recommendations; Should Investors Pay the Listing Fee?; Voluntary deli sting; CHAPTER IV; INVESTOR GRIEVANCE REDRESSAL MECHANISM AND JUDICIAL INTERVENTION; Processing of Grievances; When a Complaint is treated as Closed; CHAPTER V; LOOKING BEYOND THE BOUNDARIES; Securities Exchange Commission of United States; Investor Protection in UK; CONCLUSION AND SUGGESTIONS AND RECOMMENDATIONS; Suggestions to Strengthen SEBI and to Ensure a Good Securities Market; ENDNOTES; BIBLIOGRAPHY. |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Nature and Role - SEBI SEBI - Organisational Structure |
| 700 ## - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Dr. N L Mitra - GuideDr. N L Mitra - Guide |
| 856 ## - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://dans.nls.ac.in/handle/123456789/1307">https://dans.nls.ac.in/handle/123456789/1307</a> |
| Withdrawn status | Lost status | Damaged status | Not for loan | Home library | Current library | Date acquired | Total Checkouts | Barcode | Date last seen | Price effective from | Koha item type |
|---|---|---|---|---|---|---|---|---|---|---|---|
| . | . | 09.02.2026 | LLM078 | 09.02.2026 | 09.02.2026 | Dissertation |