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The law of investors protection
Publication details: London Sweet & Maxwell 2003Edition: 2ndDescription: 657p lxixISBN:- 0421673001
- 346.092000 FIS
Contents:
CONTENTS
PART 1 – INTRODUCTION;
1. Investor Protection in Context;
PART 2 - THE NEW REGIME;
2. Overview;
3. The Professions;
4. Banks and Building Societies;
5. Exchanges and Clearing Houses;
6. Collective Investment and Unit Trust Schemes;
7. The Takeover Panel;
8. Insurance;
9. Mortgages;
10. Pensions;
11. Distance Selling;
PART 3 - MARKET MANIPULATION AND MARKET ABUSE;
12. Marketing and financial promotion;
13. Insider dealing and market manipulation;
14. Market Abuse;
PART 4 - ENFORCING THE NEW REGIME;
15. Enforcement;
16. Compensation and Complaints;
17. Criminal or civil penalty;
18. Public interest disclosures;
19. International mutual assistance;
PART 5 - INVESTOR PROTECTION IN CRIMINAL LAW;
20. Theft Act offences;
21. Fraudulent trading;
22. Conspiracy;
23. Companies Act offences;
24. Company purchase of its shares;
25. Directors disqualification;
26. Confiscation of assets and compensation;
27. Money Laundering;
28. Criminal process;
PART 6 - INVESTOR PROTECTION IN CIVIL LAW;
29. Investor protection in company law;
30. Investor protection in trust law;
31. Investor protection at common law;
32. Liability for negligent mis-statement;
33. Parties to a civil action;
34. Pre-emptive civil remedies;
PART 7 – CONCLUSION;
35. The future;
APPENDICES;
Appendix 1 Schedule 24 of the Companies Act 1985 as amended.
| Item type | Current library | Shelving location | Call number | Status | Barcode | |
|---|---|---|---|---|---|---|
BOOKs
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National Law School | REFERENCE SECTION | 346.092 FIS (Browse shelf(Opens below)) | Not For Loan | 19139 |
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| 346.08622 THO-II The modern law of marine insurance Vol. II | 346.092 BES International securities law handbook | 346.092 BRO Commentaries on selected model investment treaties | 346.092 FIS The law of investors protection | 346.092 FOU The ICSID Convention, Regulations and Rules: A Practical Commentary | 346.092 GAB Hedge funds | 346.092 HUD Securities law |
CONTENTS
PART 1 – INTRODUCTION;
1. Investor Protection in Context;
PART 2 - THE NEW REGIME;
2. Overview;
3. The Professions;
4. Banks and Building Societies;
5. Exchanges and Clearing Houses;
6. Collective Investment and Unit Trust Schemes;
7. The Takeover Panel;
8. Insurance;
9. Mortgages;
10. Pensions;
11. Distance Selling;
PART 3 - MARKET MANIPULATION AND MARKET ABUSE;
12. Marketing and financial promotion;
13. Insider dealing and market manipulation;
14. Market Abuse;
PART 4 - ENFORCING THE NEW REGIME;
15. Enforcement;
16. Compensation and Complaints;
17. Criminal or civil penalty;
18. Public interest disclosures;
19. International mutual assistance;
PART 5 - INVESTOR PROTECTION IN CRIMINAL LAW;
20. Theft Act offences;
21. Fraudulent trading;
22. Conspiracy;
23. Companies Act offences;
24. Company purchase of its shares;
25. Directors disqualification;
26. Confiscation of assets and compensation;
27. Money Laundering;
28. Criminal process;
PART 6 - INVESTOR PROTECTION IN CIVIL LAW;
29. Investor protection in company law;
30. Investor protection in trust law;
31. Investor protection at common law;
32. Liability for negligent mis-statement;
33. Parties to a civil action;
34. Pre-emptive civil remedies;
PART 7 – CONCLUSION;
35. The future;
APPENDICES;
Appendix 1 Schedule 24 of the Companies Act 1985 as amended.
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