Contents:
Table of Contents:
Volume 1-
Division I - Securities Exchange Board of India Act, 1992;Securities Contracts (Regulation) Act & Rules; Depositories Act,1996;
The Securities and Exchange Board of India Act, 1992;
The Securities Contracts (Regulation) Rules, 1956;
The Securities Contracts (Regulation) Rules, 1957;
The Securities Contracts (Reference to the Company Law Board Rules, 1986;
The Securities Contracts (Regulation) Appeal to Securities Appellate Tribunal) Rules, 2000;
The Securities Contracts (Regulation) (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005;
The Securities Contracts (Regulation) (Manner of Increasing and Maintaining| Public Shareholding in Recognised Stock Exchange) Regulations, 2006;
The Depositories Act, 1996;
Depositories (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 2005;
Division II - SEBI Guidelines, Rules, Regulations, etc.;
SEBI Disclosure & Investor Protection Guidelines, 2000;
Guidelines for Preferential Allotments of Shares, etc.;
Guidelines for Raising Foreign Equity in Existing Companies and Determining issue price of Preferential Shares;
Compendium of Circulars to Merchant Bankers;
Issue of Foreign Currency Convertible Bonds and Ordinary Shares (Through Depository Receipt Mechanism) Scheme, 1993;
Guidelines on Policies and Procedures for External Commercial Borrowings for 1997 – 98;
Issue of Foreign Currency Exchangeable Bonds Scheme, 2008;
Securities Lending Scheme;
SEBI guidelines for good/bad deliveries;
Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Regulations, 1992;
Securities and Exchange Board of India (Stock-brokers and Sub-brokers) Rules, 1992;
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992;
Securities and Exchange Board of India (Merchant Bankers) Rules, 1992;
Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992;
Securities and Exchange Board of India (Portfolio Managers) Rules, 1993;
Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993;
Securities and Exchange Board of India (Appeal to Central Government) Rules, 1993;
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Rules, 1993;
Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993;
Securities and Exchange Board of India (Annual Report) Rules, 1994;
Securities and Exchange Board of India (Form of Annual Statement of Accounts and Records) Rules, 1994;
Securities and Exchange Board of India (Procedure for Board Meetings) Regulations, 1994;
Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994;
SEBI (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 1995.