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SEBI manual Vol. II

By: Contributor(s):
Publication details: New Delhi Taxmann Allied Services (P) Ltd. 2012Edition: 19thDescription: VarISBN:
  • 9788177337846
Subject(s): DDC classification:
  • 346.066 TAX-II
Contents:
Volume 2- SEBI (Foreign Institutional Investors) Regulations, 1995; SEBI (Custodian of Securities) Regulations, 1996; SEBI (Depositories and Participants) Regulations, 1996; The Depositorioes (Appeal to Securities Appellate Tribunal) Rules, 2000; SEBI (Venture Capital Funds) Regulations, 1996; SEBI (Foreign Venture Capital Investors) Rgulations, 2000; Securities and Exchange Board of India (Mutual Funds) Regulations, 1996; SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997; Securities Appellate Tribunal (Salaries and Allowances and other Conditions of service of the Officers and Employees) Rules, 1997; Securities Appellate Tribunal (Salaries and Allowances and other Securities Appellae Tribunal (Procedure) Rules, 2000; Securities Appellae Tribunal (Salaries, Allowances and Other Terms and Conditions of Presiding Officer and Other Members) Rules, 2003; SEBI (Buy-Back of Securities) Regulations, 1997; Private Limited Company and Unlisted Public Limited Company (Buy-back of Securities) Rules, 1999; SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999; Guidelines for Employees' Stock Option Plan or Scheme - Issued under section 17(2)(iii), Income-tax Act; SEBI (Credit Rating Agencies) Regulation, 1999; SEBI (Collective Investment Schemes) Regulations, 1999; SEBI (Issue of Sweat Equity) Regulations, 2002; Unlisted Companies (Issue of Sweat Equity Shares) Rules, 2003; SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002; SEBI (Central Listing Authority) Regulations, 2003; Securities and Exchange Board of India (Informal Guidance) Scheme, 2003; Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003; SEBI (Ombudsman) Regulations, 2003; SEBI (Central Database of Market Participants) Regulations, 2003; Unlisted Public Companies (Preferential Allotment) Rules, 2003; Issue of Foreign Currency Convertible Bonds and Ordinary; Guidelines on Policies and Procedures for External Commercial Borrowings for 1997-98; Issue of Foreign Currency Exchangeable Bonds Scheme, 2008; Companies (Issue of Indian Depository Receipts) Rules, 2004; SEBI (Self Regulatory Organisations) Regulations, 2004; SEBI (Criteria for Fit and Proper Person) Regulations, 2004; Securities and Exchange Board of India (STP Centralised Hub and STP Service Providers) Guidelines, 2004; Securities Transaction Tax; Corporate Bond Market - Launch of Reporting Platform; SEBI (Regulatory Fee on Stock Exchanges) Regulations, 2006; SEBI (Issuing Observations on Draft Offer Documents; SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007; Short selling and securities lending and borrowing; Introduction of Direct Market Access facility; Genral Instructions Regarding Renewal of Certificate of Rgistrations, 2008; Securities and Exchange Board of India (Intermediaries) Regulations, 2008; Securities and Exchange Boardof India (Issue and Listing of Debt Securities) Regulations, 2008; Securities and Exchange Boardof India (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008; Exchange Traded Currency Derivatives; Securities and Exchange of India (Investor Protection and Education Fund) Regulations, 2009; SEBI (Delisting of Securities) Guidelines, 2003; Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009; Exchange Traded Interest Rate Futures; Securities and Exchange Board of India (Aid for Legal Proceedings) Guidelines, 2009; Guidelines for market makers on Small and Medium Enterprise (SME) exchange/seperate platform of existing exchange having nation wide terminal Arbitration Mechanism in Stock Exchange; Options on USD-INR Sport Rate; SEBI (Sustantial Acquisition of Shares and Takeovers) Regulations, 2011; The Securities and Exchange Board of India (KYC) Registration Agency) Regulaltions, 2011; Introduction of Derivative Contracts on Foreign Stock Indices; Listing Agreement of Bombay Stock Exchange; Listing Agreement of Bombay Stock Exchange.
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Item type Current library Shelving location Call number Status Notes Barcode
BOOKs . NAB Compactor 346.066 TAX-II (Browse shelf(Opens below)) Available Price for the entire Set 27468

Volume 2-
SEBI (Foreign Institutional Investors) Regulations, 1995;
SEBI (Custodian of Securities) Regulations, 1996;
SEBI (Depositories and Participants) Regulations, 1996;
The Depositorioes (Appeal to Securities Appellate Tribunal) Rules, 2000;
SEBI (Venture Capital Funds) Regulations, 1996;
SEBI (Foreign Venture Capital Investors) Rgulations, 2000;
Securities and Exchange Board of India (Mutual Funds) Regulations, 1996;
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997;
Securities Appellate Tribunal (Salaries and Allowances and other Conditions of service of the Officers and Employees) Rules, 1997;
Securities Appellate Tribunal (Salaries and Allowances and other Securities Appellae Tribunal (Procedure) Rules, 2000;
Securities Appellae Tribunal (Salaries, Allowances and Other Terms and Conditions of Presiding Officer and Other Members) Rules, 2003;
SEBI (Buy-Back of Securities) Regulations, 1997;
Private Limited Company and Unlisted Public Limited Company (Buy-back of Securities) Rules, 1999;
SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999;
Guidelines for Employees' Stock Option Plan or Scheme - Issued under section 17(2)(iii), Income-tax Act;
SEBI (Credit Rating Agencies) Regulation, 1999;
SEBI (Collective Investment Schemes) Regulations, 1999;
SEBI (Issue of Sweat Equity) Regulations, 2002;
Unlisted Companies (Issue of Sweat Equity Shares) Rules, 2003;
SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002;
SEBI (Central Listing Authority) Regulations, 2003;
Securities and Exchange Board of India (Informal Guidance) Scheme, 2003;
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003;
SEBI (Ombudsman) Regulations, 2003;
SEBI (Central Database of Market Participants) Regulations, 2003;
Unlisted Public Companies (Preferential Allotment) Rules, 2003;
Issue of Foreign Currency Convertible Bonds and Ordinary;
Guidelines on Policies and Procedures for External Commercial Borrowings for 1997-98;
Issue of Foreign Currency Exchangeable Bonds Scheme, 2008;
Companies (Issue of Indian Depository Receipts) Rules, 2004;
SEBI (Self Regulatory Organisations) Regulations, 2004;
SEBI (Criteria for Fit and Proper Person) Regulations, 2004;
Securities and Exchange Board of India (STP Centralised Hub and STP Service Providers) Guidelines, 2004;
Securities Transaction Tax;
Corporate Bond Market - Launch of Reporting Platform;
SEBI (Regulatory Fee on Stock Exchanges) Regulations, 2006;
SEBI (Issuing Observations on Draft Offer Documents;
SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007;
Short selling and securities lending and borrowing;
Introduction of Direct Market Access facility;
Genral Instructions Regarding Renewal of Certificate of Rgistrations, 2008;
Securities and Exchange Board of India (Intermediaries) Regulations, 2008;
Securities and Exchange Boardof India (Issue and Listing of Debt Securities) Regulations, 2008;
Securities and Exchange Boardof India (Public Offer and Listing of Securitised Debt
Instruments) Regulations, 2008;
Exchange Traded Currency Derivatives;
Securities and Exchange of India (Investor Protection and Education Fund) Regulations, 2009;
SEBI (Delisting of Securities) Guidelines, 2003;
Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009;
Exchange Traded Interest Rate Futures;
Securities and Exchange Board of India (Aid for Legal Proceedings) Guidelines, 2009;
Guidelines for market makers on Small and Medium Enterprise (SME) exchange/seperate platform of existing exchange having nation wide terminal Arbitration Mechanism in Stock Exchange;
Options on USD-INR Sport Rate;
SEBI (Sustantial Acquisition of Shares and Takeovers) Regulations, 2011;
The Securities and Exchange Board of India (KYC) Registration Agency) Regulaltions, 2011;
Introduction of Derivative Contracts on Foreign Stock Indices;
Listing Agreement of Bombay Stock Exchange;
Listing Agreement of Bombay Stock Exchange.