Library Catalogue
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Fundamentals of securities regulation Vol. II
Publication details: New York Aspen Publishers 2011Edition: 6thDescription: 2244p xxxvISBN:- 9781454810162
- 346.092000 LOS-II
Contents:
Contents:
Background of the SEC statutes;
Federal regulation of the distribution of securities;
Coverage of the Securities Act of 1933 : definitions and exemptions;
Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code;
Control concepts under the SEC statutes;
Registration and postregistration provisions of the 1934 act;
Regulation of the securities markets;
Regulation of brokers, dealers, and investment advisers;
Fraud;
Manipulation;
Civil liability;
Government litigation;
SEC administrative law;
Conflict of laws, procedural aspects, and globalization.
| Item type | Current library | Call number | Status | Notes | Barcode | |
|---|---|---|---|---|---|---|
BOOKs
|
. | 346.092 LOS-II (Browse shelf(Opens below)) | Not For Loan | Price for the entire Set of Volumes | 29823 |
Contents:
Background of the SEC statutes;
Federal regulation of the distribution of securities;
Coverage of the Securities Act of 1933 : definitions and exemptions;
Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code;
Control concepts under the SEC statutes;
Registration and postregistration provisions of the 1934 act;
Regulation of the securities markets;
Regulation of brokers, dealers, and investment advisers;
Fraud;
Manipulation;
Civil liability;
Government litigation;
SEC administrative law;
Conflict of laws, procedural aspects, and globalization.