000			03177nam a2200169Ia 4500
003			OSt
005			20251125142051.0
008			210518s2016 xx 000 0 und d
040			_cnls
100			_aMr. O.N. Ravi
245			_aChanging Dynamics of the Regulatory Architecture for Financial Markets and Need for a Single Regulator: _bA Critical Study
260			_aBangalore _bNLSIU _c2016
505			_aTABLE OF CONTENTS CHAPTER- I INTRODUCTION; CHAPTER-II DEFINING AND UNDERSTANDING THE FINANCE SECTOR IN INDIA ; 2.1 BANKING INSTITUTIONS ; 2.2 THE NON-BANKING FINANCE COMPANIES ; 2.3 DEVELOPMENT FINANCIAL INSTITUTIONS ; 2.4 MUTUAL FUNDS; 2.5 INSURANCE COMPANIES ; 2.6 FACTORING AND FORFEITING COMPANIES ; 2.7 VENTURE CAPITAL ; 2.8 MERCHANT BANKING COMPANIES ; 2.9 HOUSING FINANCE COMPANIES ; 2.10 PORTFOLIO MANAGERS; 2.11 MICRO FINANCE COMPANIES ; 2.12 CAPITAL MARKETS: ; 2.13 STOCK EXCHANGES AND THEIR CLEARING COMPANIES ; 2.14 DEPOSITORIES ; 2.15 CUSTODIANS ; 2.16 CREDIT RATING AGENCIES ; 2.17 FOREIGN INSTITUTIONAL INVESTORS ; 2.18 PAYMENT SYSTEM ; 2.19 COMMODITY EXCHANGES ; 2.20 PENSION SYSTEM ; 2.21 FINANCIAL PLANNERS/ADVISERS; 2.22 WEALTH MANAGEMENT SERVICES (WMS); CHAPTER III REGULATORY FRAMEWORK FOR FINANCIAL SECTOR ; 3.1 UNDERSTANDING REGULATORY FRAMEWORK; 3.2 STRUCTURING REGULATORY FRAMEWORK: 3.3 POLICY FRAMEWORK FOR AN EFFICIENT FINANCIAL REGULATION; 3.4 INDEPENDENCE OF A FINANCIAL REGULATOR: CHAPTER IV APPROACHES TO REGULATION AND PRINCIPLES ; 4.1 RULE BASED REGULATION ; 4.2 PRINCIPLE BASED REGULATION; 4.3 DISCRETION BASED REGULATION ; CHAPTER V THE EVOLUTION OF REGULATORY STRUCTURES IN INDIA ; 5.1 EVOLUTION OF BANKING SECTOR; 5.2 EVOLUTION OF CAPITAL MARKET ; 5.3 EVOLUTION OF INSURANCE SECTOR ; 5.4 EVOLUTION OF THE COMMODITIES MARKET ; 5.5 EVOLUTION OF DERIVATIVES MARKET; 5.6 EVOLUTION OF THE FINANCIAL MARKET; 5.7 EVOLUTION OF FOREIGN EXCHANGE MARKET: ; 5.8 FINANCIAL MARKET INTEGRATION; CHAPTER-VI CHALLENGES IN THE EXISTING REGULATORY STRUCTURES; CHAPTER-VII GAPS IN REGULATORY STRUCTURES; CHAPTER –VIII UNIFIED OR MULTIPLE REGULATORY STRUCTURE; CHAPTER- IX FINANCE SECTOR REGULATION- INTERNATIONAL SCENARIO ; 9.1 AUSTRALIA; 9.2 NETHERLANDS ; 9.3 EUROPEAN SUPERVISORS ; 9.4 CANADA ; 9.5 BULGARIA ; 9.6 NORWAY; 9.7 SWEDEN ; 9.8 DENMARK; 9.9 UNITED KINGDOM ; 9.10 UNITED STATES OF AMERICA ; CHAPTER- X ANALYSIS OF THE EXISTING STRUCTURES AND CHOICE OF THE REGULATORY MODEL FOR INDIA; CHAPTER- XI COMMON LEGISLATION A BETTER SOLUTION; CHAPTER- XII FINAL ANALYSIS; 12.1 DETERMINANTS FOR SINGLE OR MULTIPLE REGULATORS - PARAMETRICAL MATRIX; 12.1.1 REGULATORY INDEPENDENCE; 12.1.2 ACCOUNTABILITY; 12.1.3 INNOVATIONS IN THE MARKET ; 12.1.4 SIZE OF THE FINANCIAL MARKET; 12.1.5 POLITICAL ENVIRONMENT ; 12.1.6 MACRO ECONOMIC CONSIDERATIONS FOR REGULATION; 12.1.7 EXPERIENCE OF SECTORAL REGULATOR; 12.1.8 EFFECTIVE IMPLEMENTATION: ; 12.1.9 PRIORITIES OF THE GOVERNMENT: ; REFERENCES ; APPENDIX A; APPENDIX –B: DRAFT OF COMMON LEGISLATION.
700			_aProf. (Dr.) O V Nandimath - Guide
856			_uhttps://dans.nls.ac.in/handle/123456789/2231
942			_2ddc _cTH
999			_c111229 _d111229