000			01214nam a2200229Ia 4500
999			_c32920 _d32920
003			OSt
005			20210608114344.0
008			160316s2011 xxu||||| |||| 00| 0 eng d
020			_a9781454810162
040			_cn
082			_a346.092000 _bLOS-II
100			_aLoss Louis
245			_aFundamentals of securities regulation Vol. II
250			_a6th
260			_aNew York _bAspen Publishers _c2011
300			_a2244p _cxxxv
365			_bRs. 21,450 Vol
505			_aContents: Background of the SEC statutes; Federal regulation of the distribution of securities; Coverage of the Securities Act of 1933 : definitions and exemptions; Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code; Control concepts under the SEC statutes; Registration and postregistration provisions of the 1934 act; Regulation of the securities markets; Regulation of brokers, dealers, and investment advisers; Fraud; Manipulation; Civil liability; Government litigation; SEC administrative law; Conflict of laws, procedural aspects, and globalization.
650			_a1.Securities - Regulation - U S A
700			_aSeligman Joel _aPardes Troy
942			_2ddc _cBK