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Regulating (from) the inside :
Chiu, Iris H.-Y.,
Regulating (from) the inside : the legal framework for internal control in banks and financial institutions / Iris H-Y Chiu. - xix, 335 pages ; 24 cm
Includes bibliographical references (pages 300-324) and index.
The role of internal control in the meta-regulation of financial institutions -- The role of compliance -- The role of risk management -- The role of internal audit -- The contextual frameworks of corporate governance and organisational culture -- Regulating aspects of corporate governance and organisational culture as a broader framework for internal control -- Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing -- The need for enhanced professionalism for internal control functions -- Concluding remarks.
9781849465250 (hardback) 9781782257691 (online)
2016295196
GBB591485 bnb
Banking law.
Financial services industry--Law and legislation.
Banking law.
Financial services industry--Law and legislation.
Banques--Droit.
K1066 / .C4835 2015
Regulating (from) the inside : the legal framework for internal control in banks and financial institutions / Iris H-Y Chiu. - xix, 335 pages ; 24 cm
Includes bibliographical references (pages 300-324) and index.
The role of internal control in the meta-regulation of financial institutions -- The role of compliance -- The role of risk management -- The role of internal audit -- The contextual frameworks of corporate governance and organisational culture -- Regulating aspects of corporate governance and organisational culture as a broader framework for internal control -- Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing -- The need for enhanced professionalism for internal control functions -- Concluding remarks.
9781849465250 (hardback) 9781782257691 (online)
2016295196
GBB591485 bnb
Banking law.
Financial services industry--Law and legislation.
Banking law.
Financial services industry--Law and legislation.
Banques--Droit.
K1066 / .C4835 2015