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Securities law

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Publication details: London Sweet & Maxwell 2013Edition: 2ndDescription: 874p vSubject(s): DDC classification:
  • 346.092 HUD
Contents:
Securities Law Contents PART 1. FUNDAMENTALS OF SECURITIES LAW AND REGULATION 1. Sources of Securities Law in the UK ; 2. EU Securities Regulation; 3. UK Financial Services Regulation; 4. Themes in the Historical Development of Securities Law ; PART 2. PRACTICE IN THE SECURITIES MARKETS 5. Securities Markets in the UK; 6. Corporate Governance and Procedures Internal to the Issuer of Securities; PART 3. THE MARKETING OF SECURITIES 7. Financial Promotion ; PART 4. OFFERS OF SECURITIES TO THE PUBLIC 8. Offers of Securities to the Public: An Overview; 9. Prospectuses ; 10. Transparency Obligations ; 11. Listing Particulars; PART 5. LISTED SECURITIES 12. The Principles Underpinning the Listing Rules ; 13. The Model Code and Inside Information; 14. Admission to Listing ; 15. Discontinuance of Listing; 16. The Operation of the Listing Rules ; 17. Premium Listings; 18. Specific Types of Securities Issue ; PART 6. OTHER REGULATORY CODES 19. The Alternative Investment Market; 20. Takeovers; PART 7. PRIVATE LAW LIABILITY IN THE ISSUE OF SECURITIES 21. Persons Responsible for the Issue of Securities; 22. Promoters; 23. Civil Liability 1: Section 90 of the FSMA 2000; 24. Civil Liability 2: Liability for Misrepresentations, Contract and Tort ; 25. Civil Liability 3: Fiduciaries, Recovery of Property and Conflict of Laws ; PART 8. CRIMINAL LAW LIABILITY IN THE ISSUE OF SECURITIES 26. Insider Dealing and Market Abuse ; 27. Fraud, Theft and Offences under the FSMA 2000 ; PART 9. THE ALLOTMENT OF SHARES 28. Allotment of Shares; Index.
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BOOKs National Law School REFERENCE SECTION 346.092 HUD (Browse shelf(Opens below)) Not For Loan 31313


Securities Law
Contents
PART 1. FUNDAMENTALS OF SECURITIES LAW AND REGULATION
1. Sources of Securities Law in the UK ;
2. EU Securities Regulation;
3. UK Financial Services Regulation;
4. Themes in the Historical Development of Securities Law ;
PART 2. PRACTICE IN THE SECURITIES MARKETS
5. Securities Markets in the UK;
6. Corporate Governance and Procedures Internal to the Issuer of Securities;
PART 3. THE MARKETING OF SECURITIES
7. Financial Promotion ;
PART 4. OFFERS OF SECURITIES TO THE PUBLIC
8. Offers of Securities to the Public: An Overview;
9. Prospectuses ;
10. Transparency Obligations ;
11. Listing Particulars;
PART 5. LISTED SECURITIES
12. The Principles Underpinning the Listing Rules ;
13. The Model Code and Inside Information;
14. Admission to Listing ;
15. Discontinuance of Listing;
16. The Operation of the Listing Rules ;
17. Premium Listings;
18. Specific Types of Securities Issue ;
PART 6. OTHER REGULATORY CODES
19. The Alternative Investment Market;
20. Takeovers;
PART 7. PRIVATE LAW LIABILITY IN THE ISSUE OF SECURITIES
21. Persons Responsible for the Issue of Securities;
22. Promoters;
23. Civil Liability 1: Section 90 of the FSMA 2000;
24. Civil Liability 2: Liability for Misrepresentations, Contract and Tort ;
25. Civil Liability 3: Fiduciaries, Recovery of Property and Conflict of Laws ;
PART 8. CRIMINAL LAW LIABILITY IN THE ISSUE OF SECURITIES
26. Insider Dealing and Market Abuse ;
27. Fraud, Theft and Offences under the FSMA 2000 ;
PART 9. THE ALLOTMENT OF SHARES
28. Allotment of Shares;
Index.

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